The Best Practices in Policies and Exception Requests guide provides insight into how exception requests make up a crucial component of a successful policy management program. The more policies you have that include an exception request mechanism, the more “user-friendly” your policy management program will be.

The best practices outlined in this guide will allow you to properly channel exception requests to ensure that employees can carry out business operations within the framework set out by the policy, even when faced with challenging situations. And just like managing policies, exceptions should also be subject to well-thought-out processes.     

You Will Learn:

  • When should exception requests be allowed or prohibited?
  • When and how should exception requests be submitted?   
  • Who should review exception requests?
  • How to better focus company policies based on exception requests?

Download the guide to your right to establish an efficient exception request management system.

Who this is for: Compliance officers, compliance managers and other professionals who want to learn how to optimize the management of exception requests.

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